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Who is Alpaca?

Updated over 3 months ago

At CUSP, your trust and security come first.
That’s why we partner with Alpaca Securities LLC, a regulated U.S. broker and custodian that safely holds all U.S. securities and cash for CUSP clients.


Alpaca is a licensed financial institution based in the United States, trusted by investment platforms worldwide.


Why Alpaca is a trusted partner

Alpaca operates under strict U.S. regulations designed to protect investors.

Below are the official registrations and what they mean for you:

Regulator / License

What it means for you

U.S. Securities and Exchange Commission (SEC)Registration No. 8-69928

The SEC oversees all broker-dealers in the U.S. It ensures Alpaca follows federal laws that protect investors and maintain fair markets.
Official SEC registration

Financial Industry Regulatory Authority (FINRA)CRD No. 288202

FINRA regulates how brokers operate day-to-day. It enforces transparency, ethical conduct, and client-first standards. You can check Alpaca’s record here: FINRA BrokerCheck.

Securities Investor Protection Corporation (SIPC)Member ALPACA SECURITIES LLC

SIPC protects your assets if a broker fails — covering up to $500,000 per client ($250,000 for cash). Learn more at sipc.org.


Why CUSP chose Alpaca

We chose Alpaca because they share our values of integrity, transparency, and security. They work with regulated investment platforms around the world and use modern technology to provide safe and reliable custody for investors.

Through Alpaca, CUSP users gain:

  • Access to 10,000+ U.S. stocks and ETFs

  • Fractional share investing to start small and diversify easily

  • Fast, compliant execution with full regulatory protection


How your assets are protected

When you invest through CUSP:

  1. Your CUSP account is regulated in the UAE under DFSA license No. F11420

  2. Your investments (U.S. stocks, ETFs, and cash) are held by Alpaca in the U.S. — under your name.

  3. Your assets remain yours, even if anything were to happen to CUSP or Alpaca.

  4. SIPC insurance provides up to $500,000 in protection (including $250,000 for cash).

  5. Everything is fully insured, transparent, and compliant with both UAE and U.S. laws.

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