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Office Action Research: Search Office Actions by Refusal Type, Examiner, and Outcome

Written by Howard Katzenberg

Office Action Research lets you search real USPTO office action records and switch between research tools from one workspace. The page header reads USPTO Research and carries a Beta badge.

Go directly to /oa-research.

The page shell — header and tab row — is visible on every plan. The tab content is available on Professional and Max plans; on other plans the content is blurred behind an upgrade prompt.

What You Can Do

  • Search office action records by mark, owner, or serial number

  • Search the full text of office actions

  • Filter by refusal type, §(2d) argument hooks, examiner, outcome, Nice class, response status, prosecution round, and date

  • Sort results by relevance, date, or effectiveness

  • Select cases to export to Excel, compare side by side, or run a multi-case strategy analysis

  • Switch to Coexistence, Crowded Field, Fame, ID Manual, and Lead Feed tools from the same page

Tabs

The page has a tab row under the header:

  • Search Cases — the default tab

  • Coexistence — marked Beta

  • Crowded Field — marked Beta

  • Fame

  • ID Manual

  • Lead Feed — marked Beta and Add-on, shown only when the feature is enabled

Search Cases

This is the default tab. With no tab parameter in the URL, /oa-research opens here. Use it to search office action records with the page-level search bar and the filter sidebar.

Coexistence

The Coexistence tab is a standalone §(2d) evidence tool, marked Beta. It helps you find pairs of similar marks owned by different parties that already coexist on the register — evidence the goods are not related. You can start from your own application’s serial (it pulls the examiner’s §(2d) citations), compare two serials directly, or describe the goods as free text, then download a filing-ready exhibit bundle.

Crowded Field

The Crowded Field tab, marked Beta, lets you research crowded fields — classes or goods areas where many similar marks already coexist on the register.

Fame

The Fame tab lets you check brand fame.

ID Manual

The ID Manual tab lets you search the USPTO ID Manual for pre-approved goods and services identifications. Each entry shows a “Used in” count, and clicking through opens a detail page at /oa-research/id-manual/:termId listing the trademark applications that used that exact identification, filterable by live or dead status.

Lead Feed

Lead Feed appears only when enabled. It is a paid add-on, marked Beta and Add-on. See Leads for the full guide.

Search Modes

The main search bar has a mode toggle on the right (shown on medium and larger screens). It switches the search between two modes:

Cases

When Cases is selected, the placeholder reads:

Search marks, owners, or serial numbers…

Use this mode to find office action records by trademark, owner, or serial number.

OA Text

When OA Text is selected, the placeholder reads:

Search OA text… e.g., doctrine of foreign equivalents

Use this mode to search the wording inside office actions.

Filters

The Search Cases sidebar groups filters into these sections:

Section

What It Does

Prosecution Rounds

Toggle Show all rounds to include every OA round per case, instead of the latest round only

Response Analysis

Toggle Analyzed response available to restrict results to cases whose office action response has been parsed into winning-argument detail

Refusal Type

Filter by §2(d), §2(e) and its subsections, and other substantive grounds, examiner requirements, and administrative or advisory grounds. When a §2(d) refusal is selected, §(2d) Argument Hooks appear so you can drill into the specific argument the examiner made

Outcome

Registered, Supplemental Register, Abandoned, Pending

Response

Response filed, No response yet

Nice Classes

Individual numbered classes drawn from the current results, with an Any / All toggle to control whether a case must match any or all selected classes

Examining Attorney

Multi-select list with a Search examiners… field

OA Type

Non-Final, Final, Post-Registration, Statement of Use / ITU, Procedural

When more than one refusal type or argument hook is selected, an Any / All toggle controls whether a case must match any or all of them.

On smaller screens, tap Filters to open the filter panel in a drawer.

Sorting

The sort dropdown above the results offers:

  • By Relevance

  • By Date (Newest)

  • By Effectiveness

Date Filtering

The OA Date control above the results sets a date range. When a range is active, it appears as a filter pill you can remove, and an active date is included in the analysis context for any strategy analysis you run.

Selecting and Acting on Cases

Each result card has a checkbox. Check the boxes next to cases you want to work with, and a bulk action bar appears:

  • Export — download the selected cases to an Excel file

  • Compare — open up to 5 selected cases side by side on the comparison page

  • Analyze — run a strategy analysis on 2–10 selected cases

Running a Strategy Analysis

Check the boxes next to the cases you want to compare, then click Analyze Strategy (you need between 2 and 10 selected cases). The analysis runs in a modal and is not stored — use the download button in the modal to keep a copy before you close it.

Case Detail

Click any result card to open the case detail page at /oa-research/:serialNumber. The detail page shows:

  • The mark, owner, serial number, outcome, and days to registration

  • A Draft Response Using This Strategy button that opens the OA drafting tool with the case pre-filled

  • A round navigator for multi-round prosecutions

  • Side-by-side Office Action and Response text, with links to the original USPTO documents

  • Winning Arguments and Losing Arguments cards with effectiveness scores

  • Cited Marks from the office action

  • A Prosecution Timeline of case events

  • A Similar Cases tab that shows related office action records

The case detail page shell is visible on every plan; the content is available on Professional and Max.

URL Behavior

Tab and filter state live in the URL, so you can bookmark or share a view:

  • /oa-research opens Search Cases

  • /oa-research?tab=coexistence opens Coexistence

  • /oa-research?tab=crowded opens Crowded Field

  • /oa-research?tab=fame opens Fame

  • /oa-research?tab=idmanual opens ID Manual

  • /oa-research?tab=leads opens Lead Feed (only when enabled)

Legacy ?tab=precedent and ?tab=strategy links fall back to Search Cases.

Tips

  • Use OA Text mode to find office actions that cite a specific doctrine, such as “doctrine of foreign equivalents”

  • Narrow by Examining Attorney to study how a particular examiner handles a refusal type

  • Combine a Refusal Type with a §(2d) Argument Hook to find cases on the exact argument you are answering

  • Select 2–10 related cases and run a strategy analysis to compare what worked

  • Use Export to pull a spreadsheet of cases matching your current filters

Related Features

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