EJ DAF Opening Instructions

Edward Jones Charitable Gift Fund _____________________________________________________________________________ Complete Training Course Financial Advisors must complete the Donor-Advised Fund training course before they can access the donor-advised fund portal.  Course is available via the Edward Jones Learning Site  System constraint in place until the FA has completed the training  Course code: 100002792  Course Name: Donor-Advised Funds  Duration: 15 minutes  Questions: Contact Learning-and-Development@edwardjones.com

Note: Training for Branch Office Associates is recommended but not required. Course completion status is refreshed only once/twice per day. When a user completes the course above, the status changes to COMPLETE in the Learning Site. The status is extracted and written to the Operational Database according to the schedule times below. The Operational Database is checked before the EJCGF can be opened.

 M-Thurs 5:30, 12pm, 6pm CST  Fri-Sat- 05:30,12:00, 4pm CST  Sun- 12pm, 4pm CST

Key Considerations When Opening an EJCGF Account  Account Opening Minimum: $10,000  Subsequent Contributions Minimum: $1,000 o The Program Fee = .70% o FA will receive their standard payout on the 0.70% Program fee.  In addition, Renaissance (Ren) will charge a tiered Administrative Fee starting at 60bps and tiering down based on the schedule below. The minimum annual administrative fee will be $200.  EJCGF investments are held by Ren in firm-name advisory models and include seven investment solutions ranging from conservative to more aggressive.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Information You Will Need to open an EJCGF account (Gather Data) Please make sure you have collected the information below before you enter the DAF account. This will prevent entering duplicate accounts that must be deleted later.  FA First Name / Last Name  FA Email Address (@edwardjones.com email) – strongly recommended  FA Branch Phone Number / Mailing Address  FA Branch City / State / Zip  FA SSN (not required)  FA Birthdate  Create new FA Password  Create new Security Answer  Fund Name  This name will appear on the letter to the charity and general correspondence.  Please avoid using the name "Trust" or "Foundation" as these are separate giving vehicle types.  Please avoid using the name "Edward Jones Charitable Gift Fund".  Examples of DAF Names include:  The Teague Family Giving Fund  Beth and Chris Rhodes Charitable Fund  Mathur Gift Account  The Humanity Fund  The Kelley Family Olive Branch Gift Fund  Donor (Client) Last Name

Account Opening Start by going to F2 or All Tools if on new Salesforce system. It will take you to https://edwardjones.donorfirstx.com/ Here you will see an error message saying "Error: SO1, You are not registered on the portal. Please register on the Donor First X portal and with your supporting institution."

This is normal, click on blue button in upper right hand corner saying "For Edward Jones FA Only Create an Account" This will begin the registration/application process.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Since this is your first DAF you must enter your FA/BOA details to create your profile in the system, this is the registration process and sets your SSO access for coming into the portal as needed.

BOA's will select FA as their role and we will edit the role to "other FA" once app is complete. There is no BOA role at this time. Once you have yourself added, it will go to "Fund Name" this is the start of the application and will be all client information for the rest of the process.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Notes ‐‐After the web user has been established for this FA, the FA will access the donor‐ advised fund portal via the F2/All Tools menu ‐‐The benefit of SSO is that the FA will not need to sign on using a userid/password combination. Rather, SSO will take the FA directly to their DAF portal landing page. ‐‐ You do not need to save the password or security question information.

Step 2: Create the Name of the EJCGF donor‐advised fund account

Step Action Enter the name/details of the new EJCGF donor‐advised fund account.

Fund Name*: Last Name of Donor*: Primary Charitable Purpose:

2.1 Notes ‐‐This name will appear on the letter to the charity and general correspondence. ‐‐Please avoid using the name "Trust" or "Foundation" as these are separate giving vehicle types. ‐‐Please avoid using the name "Edward Jones Charitable Gift Fun d". ‐‐Examples of EJCGF Names include:  The Humanity Fund

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ ‐‐The Primary Charitable Purpose is not required. If your client has a desire for their giving to support a specific cause, this information may be included here. It is not binding; it is optional.

2.2 Select "Continue to Step 2".

Step 3: Setup Additional Roles

**IMPORTANT** You do not need to add the Financial Advisor (FA) that was added in Step 1. You will not see the previously entered FA's name during this step, but there is no need to enter the FA again. If the FA is entered again during this initial account setup it will cause issues with the web user profile.

Note: At minimum only one Donor/Grant Advisor role is required to open an account. All additional roles can be added after the account is open.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action Create a Role ‐ Donor/Grant Advisor (Client) (*indicates required field)

• Prefix/First Name*/Middle Name/Last Name* • Address 1*/Address 2/City*/State*/Zip Code* • Home Phone/Work Phone (and ext.)/Cell Phone/Fax: • Email Address: (strongly recommended and required if Donor/Grant Advisor (Client) would like to have online access to their DAF account or receive email correspondence) Note: This email address should NEVER contain an @edwardjones.com email address. This will cause problems with the web user profile.) • SSN/Confirm SSN - NOT REQUIRED • Birth Date (Format mmddyyyy)*: • Maximum Grant Amount Allowed: Leave these empty if you do not want a restriction of grants going out 3.1 • Maximum Percentage Value Allowed per Grant: • Maximum Dollar Amount Allowed per Grant:

‐‐The last three fields are not required. ‐‐At minimum one Donor/Grant Advisor (Client) role is required to open an account. ‐‐Remember, at this point you have already set up the FA record. All additional roles can be added after the account is open. ‐‐***IMPORTANT*** It is strongly recommended for an email address to be provided for the Donor/Grant Advisor (Client), they will receive credentials in overnight process after the account is funded

After the Donor/Grant Advisor (Client) form has been filled out, select the "Save Form" 3.2 button to continue.

**IMPORTANT** You do not need to add any branch support roles, we will do that for you 3.3

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 4: Initial Contribution

Step Action We are ready to start Step 3 ‐ Setting up the Contribution. 4.1 Select the "+Add Asset" button. Note: The "+Add Stock Asset in Bulk" will be removed in the future and should not be used as it can create errors

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action Enter the information about the expected account opening gift(s).  Expected Date of Contribution*  Asset Type*  Cash  Mutual Funds  Stock/ETF  Bond  Other  Ticker  Asset Name/Description  Shares*  Total Estimated Value*  Who is contributing this asset?*

"Add Contributor" Button If the donor is not the client, select the "Add Contributor" button to input that information and select "Add Contributor". This ensures the tax receipt will be produced 4.2 for the person or entity funding th account (if not your clients directly). ‐‐**IMPORTANT** Determination of Who Receives Tax Receipt ‐‐If you are sending funding from a joint account, please select both donors. ‐‐If sending from an account that is only affiliated with one client, only select that client. If sending funding from a trust, select the "A Contributor" button to add the trust information. Use the “is an organization” checkbox. ***REQUIRED*** Edward Jones Account Number (8 digits no dashes)

‐‐**IMPORTANT** You must enter the EJ Account Number. This account number is the link back to the client's EJ account. Without this account, there must be manal intervention to do research to identify the EJ account. This will delay the account funding process.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Action Verify that the Information reflects correctly in contribution before scrolling down to fill out the Investment selection. 4.3 (On the screen example above, verify that "Apple Inc – Stock/ETF $12,000" is the correct amount of your intended contribution.)

4.4 You may choose up to 2 pools to invest.

4.5 Once you have completed the SELECT YOUR INVESTMENT screen, select the "Continue to Step 4" button on the bottom right of your screen.

If you select the "Save and Exit" button, you will be taken back to the FA Landing Page. 4.6 The saved DAF application will be listed under Pending Accounts which appears at the bottom of the screen.

‐‐**IMPORTANT** The information entered on this screen DOES NOT initiate the transfer. The transfer will be entered in a different system during a later step. Should the amount or asset type change after entering this information and completing the asset transfer, you MUST update the contribution or enter a new one on the portal.

Step 5: Statement S election

Step Action Statement Recipient Information • No Statement Required Box – SHOULD NOT BE SELECTED • Statement Recipient* • Statement Salutation* • Statement Delivery Method* 5.1  Paperless ‐‐Salutation refers to how the statement will address your client in the address field. This will also affect how they are addressed in additional correspondence. Please be sure to use both first and last name here. ‐‐You may choose up to 3 statement recipients. ‐‐Only one statement will be issued per address.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ ‐‐In earlier steps, you should have entered the Donor/Grant Advisor (Client) email address (Page 12). This email will be required if you select the "Paperless" option.

5.2 Once you have completed the MANAGE STATEMENT RECIPIENT screen, select the "Continue to Review" button on the bottom right of your screen.

First Time Setup of Giving Account (continued)

Step Action Review all previously entered information on the ACCOUNT VERIFICATION screen. You may navigate back using the edit buttons to make changes.

"Finish" button ‐‐The next screen will be the completed Donor Advised Fund Application (DAF Client application). 5.3 ‐‐A pdf copy of this DAF client application will appear in the DOCUMENT section of the client's account on the DAF portal.

You can choose to print the client application by selecting the "Print" button, or you can exit by selecting the "Exit" button.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

"Save and Exit" button ‐‐This option will take you back to the FA Landing Page.

‐‐A signature IS NOT REQUIRED. In lieu of signature donors are emailed an application summary

-- The account is now ready to be funded via TaSC

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HowtoTransfer Assetsintothe Edward JonesCharitableGiftFund

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HowtoTransfer Assetsintothe Edward JonesCharitableGiftFund

100002820 Broker/DealerUseOnly. Notapproved forusewith the public. US 2 of5 Rev 11JUN 2020

HowtoTransfer Assetsintothe Edward JonesCharitableGiftFund

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HowtoTransfer Assetsintothe Edward JonesCharitableGiftFund

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HowtoTransfer Assetsintothe Edward JonesCharitableGiftFund

• • Checks should be made payable to Renaissance Charitable Foundation C/O EJDAF fund name/Acct# 8888 Keystone Crossing, #1200, Indianapolis, IN. 46240

o o o

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Edward Jones Charitable Gift Fund _____________________________________________________________________________  Maximum Grant Amount Allowed (minimum of $250.00 if provided)  Maximum Percentage Value Allowed per Grant (limits the percentage of the fund value that can be granted based on the grant advisor's recommendation)  Maximum Dollar Amount Allowed per Grant

Create a Role – Remainder Beneficiary (*indicates required field) Charitable Beneficiaries will receive the balance in equal parts of the account after the death, incapacitation, or resignation of all the Grant Advisor(s) on the account.  Organization Name*  Address 1*  Address 2  City*  State*  Zip Code*  Work Phone (and ext.)  EIN  Website  Percentage

Create a Role – Interested Party (*indicates required field) Individuals with the ability to view contributions and grants on the account (examples are CPAs and attorneys). This role is not required to open a DAF account; it may be added after the account is open.  Prefix  First Name*  Middle Name  Last Name*  Suffix  Nickname  Organization  Address 1*  Address 2  City*  State*  Zip Code*  Home Phone  Work Phone (and ext.)  Cell Phone  Fax

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Edward Jones Charitable Gift Fund _____________________________________________________________________________  Email Address: (strongly recommended if Interested Party would like to receive online access to view contributions and grants on the account)  SSN  Confirm SSN  Birth Date (Format mmddyyyy)*

Initial Contribution (*indicates required field)  Expected Date of Contribution*:  Asset Type*  Cash  Mutual Funds  Stock/ETF  Bond  Other  Ticker Symbol (for Asset Type = Mutual Funds and Stock/ETF only)  Asset Name/Description (for all Asset Types except Cash)  Quantity* (for Asset Type = Mutual Funds, Bond, and Other)  Shares* (for Asset Type = Stock/ETF only) This is the #  Total Estimated Value*  Who is contributing this asset?* In order to properly acknowledge this contribution for tax purposes, please select the donor making the contribution. You must select at least one donor by highlighting (clicking on) the donor name. You may select up to two donors by holding down the CTRL key and clicking two donor names.

Statement Selection You may select up to three statement recipients. Only one statement will be issued per address.  Statement Recipient*:  Statement Salutation*: Salutation refers to how the statement will address your client in the address field. This will also affect how they are addressed in additional correspondence. Please be sure to use both first and last name here.  Statement Delivery Method*: (either Mail or Paperless) ***IMPORTANT*** if you select Paperless, you must enter an email address for the Donor/Grant Advisor (Client) or Financial Advisor.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Entering a Grant  Enter the name of the Grant Recipient*:  EIN  Contact Name  Contact Phone  Address 1  Address  City*  State*  ZIP*  Grant Amount / or indicate Closing Grant  Select Grant Timing o One-time grant to be processed immediately o One-time grant to be processed at a future date o A recurring grant  Select the Grant Recognition o Name of Account o Special Recognition (for example, In Memory of Jack May) o Recommended by, OR o Anonymous  Grant Purpose: o Unrestricted, OR o Special Purpose o Special Instructions, not to appear on the letter o Check Memo

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Accessing the EJCGF Portal There are two ways to access the donor-advised fund portal.  F2 Menu  Solutions Based Advice Tab

F2 Menu – Charitable Giving

Solutions Based Advice Tab – Charitable Giving

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ First Time Setup of EJCGF Account

The first time you access the site, you may receive the following error. Error: SO1, You are not registered on the portal. Please register on the Donor First X portal and with your supporting institution. This error is expected, please continue with the instructions below.

Step Action 1.1 Select the button in the top right corner entitled "For Edward Jones Financial Advisors Only: Create Account". A drop-down box will appear, select "Open Online". 1.2 --During this step, you will be establishing a web user for the Financial Advisor (FA). --This is a required first step in the process.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 1: Set up Financial Advisor

RG - Reminder Notes:

Step Action Enter the User Information for the Financial Advisor (FA). Notes 1.3 --It is **IMPORTANT** to enter the @edwardjones.com email address for the FA. --This EJ email attribute is VERY important to establish the web user for the FA. --If the FA is entering a donor-advised fund account for herself/himself, the User Information must be the FA's work email and branch address.

Enter the Login Information for the Financial Advisor. --Create a password for the FA web user. 1.4 --Create/confirm a Security Question Answer for the FA web user.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Notes --After the web user has been established for this FA, the FA will access the donor- advised fund portal via the F2 menu or the Solutions Based Advice tab using the Single Sign On process (SSO). --The benefit of SSO is that the FA will not need to sign on using a userid/password combination. Rather, SSO will take the FA directly to their DAF portal landing page. --You do not need to save the password or security question information.

The Financial Advisor Landing Page (pictured below) will list all the DAF accounts that 1.5 belong to the Financial Advisor under the category entitled "LISTING OF ACCOUNTS".

DAF Portal – Financial Advisor Landing Page

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ First Time Setup of Giving Account (continued) Step Action Enter the name of the DAF. Notes --This name will appear on the letter to the charity and general correspondence. --Please avoid using the name "Trust" or "Foundation" as these are separate giving vehicle types. --Please avoid using the name "Edward Jones Charitable Gift Fund". 1.6 --Examples of DAF Names include:  The Teague Family Giving Fund  Beth and Chris Rhodes Charitable Fund  Paspalas Gift Account  The Humanity Fund  The Kelley Family Olive Branch Gift Fund

1.7 Enter the Last Name of the Donor.

Enter the Primary Charitable Purpose (not required). If your client has a desire for their 1.8 giving to support a specific cause, this information may be included here. It is not binding; it is optional.

1.9 Select "Continue to Step 2".

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 2: Setup Additional Roles

**IMPORTANT** You do not need to add the Financial Advisor (FA) that was added in Step 1. You will not see the previously entered FA's name during this step, but there is no need to enter the FA again. If the FA is entered again during this initial account setup it will cause issues with the web user profile.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step Action Create a Role - Donor/Grant Advisor (Client) (*indicates required field)  Prefix:  First Name*:  Middle Name:  Last Name*:  Suffix:  Nickname:  Organization:  Address 1*:  Address 2:  City*:  State*:  Zip Code*:  Home Phone:  Work Phone (and ext.):  Cell Phone:  Fax:  Email Address: (strongly recommended and required if Donor/Grant Advisor (Client) would like to have online access to their DAF account or receive email correspondence) Note: This email address should NEVER contain an @edwardjones.com email 2.1 address. This will cause problems with the web user profile.)  SSN:  Confirm SSN:  Birth Date (Format mmddyyyy)*:  Maximum Grant Amount Allowed: (minimum of $250.00 if provided)  Maximum Percentage Value Allowed per Grant: (limits the percentage of the fund value that can be granted based on the grant advisor's recommendation)  Maximum Dollar Amount Allowed per Grant: --The last three fields are not required. --At minimum only one Donor/Grant Advisor (Client) role is required to open an account. --Remember, at this point you have already set up the FA record. All additional roles can be added after the account is open. --***IMPORTANT*** It is strongly recommended for an email address to be provided for the Donor/Grant Advisor (Client), they will receive credentials in overnight process after the account is funded (see Emails from EJCGF section of this document). As mentioned above, these users can also register for email notifications.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ After the Donor/Grant Advisor (Client) form has been filled out, select the "Save Form" 2.2 button to continue.

**IMPORTANT** You do not need to add the Financial Advisor (FA) that was added in Step 1. You will not see the previously entered FA's name during this step, but there is 2.3 no need to enter the FA again. If the FA is entered again during this initial account setup it will cause issues with the web user profile.

Create a Role – Interested Party (example, CPA or Attorney)  Prefix:  First Name*:  Middle Name:  Last Name*:  Suffix:  Nickname:  Organization:  Address 1*:  Address 2:  City*: 2.4  State*:  Zip Code*:  Home Phone:  Work Phone (and ext.):  Cell Phone:  Fax:  Email Address: (strongly recommended if Interested Party would like to receive online access to view contributions and grants on the account)  SSN:  Confirm SSN:  Birth Date (Format mmddyyyy)*:

After the Interested Party form has been filled out, select the "Save Form" button to 2.5 continue. Create a Role – Successor Grant Advisor These individuals will be granted the authority to contribute to the account, recommend grants and appoint other donors and successors after the death, incapacitation, or resignation of the current Grant Advisor(s). 2.6  Prefix:  First Name*:  Middle Name:  Last Name*:

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Edward Jones Charitable Gift Fund _____________________________________________________________________________  Suffix:  Nickname:  Organization:  Address 1*:  Address 2:  City*:  State*:  Zip Code*:  Home Phone:  Work Phone (and ext.):  Cell Phone:  Fax:  Email Address: (strongly recommended and required if Successor Grant Advisor would like to have online access to their DAF account or receive email correspondence.)  SSN:  Confirm SSN:  Birth Date (Format mmddyyyy)*:  Maximum Grant Amount Allowed: (minimum of $250.00 if provided)  Maximum Percentage Value Allowed per Grant: (limits the percentage of the fund value that can be granted based on the grant advisor's recommendation)  Maximum Dollar Amount Allowed per Grant:

---Successor Grant Advisors can be added to the account when they are younger than 18 years old. However, they must be 18 years or older to take over as a Grant Advisor. --The last three fields are not required. --If an email address is provided for Successor Grant Advisor, they will receive credentials in overnight process after the account is funded.

After the Successor Grant Advisor form has been filled out, select the "Save Form" 2.7 button to continue.

Create a Role – Remainder Beneficiary Charitable Beneficiaries will receive the balance in equal parts of the account after the death, incapacitation, or resignation of all the Grant Advisor(s) on the account.  Organization Name*: 2.8  Address 1*:  Address 2:  City*:  State*:  Zip Code*:  Work Phone (and ext.):

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Edward Jones Charitable Gift Fund _____________________________________________________________________________  EIN:  Website:  Percentage: After the Remainder Beneficiary form has been filled out, select the "Save Form" button 2.9 to continue. When finished adding the roles, select the "Continue to Step 3" button to continue.

Note --If you need to make any changes, there is a review section at the end of the 2.10 application, edits can be made during this review step.

If you would like to save the DAF account and return later, you can select the "Save and Exit" button located on the bottom left of the screen.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action If you select the "Save and Exit" button, you will be taken back to the FA Landing Page (shown above). The saved DAF application will be listed under "Pending Accounts" 2.11 which appears at the bottom of the screen.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 3: Initial Contribution

Step Action We are ready to start Step 3 - Setting up the Contribution. 3.1 Select the "+Add Asset" button. Note: The "+Add Stock Asset in Bulk" will be removed in the future and should not be used.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action Enter the information about the expected account opening gift(s).  Expected Date of Contribution*  Asset Type*  Cash  Mutual Funds  Stock/ETF  Bond  Other  Ticker  Asset Name/Description  Shares*  Total Estimated Value*  Who is contributing this asset?*

"Add Contributor" Button If the donor is not the client, select the "Add Contributor" button to input that information and click "Add Contributor". This ensures the tax receipt will be produced 3.1 for the person or entity funding the account (if not your clients directly). If sending funding from a trust, select the "Add Contributor" button to add the trust information. Use the “is an organization” checkbox.

***REQUIRED*** Edward Jones Account Number (8 digits no dashes)

--**IMPORTANT** You must enter the EJ Account Number. This account number is the link back to the client's EJ account. Without this account, there must be manual intervention to do research to identify the EJ account. This will delay the account opening process.

--**IMPORTANT** The information entered on this screen DOES NOT initiate the transfer. The transfer will be entered in a different system during a later step. Should

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ the amount or asset type change after entering this information and completing the asset transfer, you may update the contribution or enter a new one on the portal.

--**IMPORTANT** Determination of Who Receives Tax Receipt --If you are sending funding from a joint account, please select both donors. --If sending from an account that is only affiliated with one client, only select that client.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Action

Verify that the Information reflects correctly in contribution before scrolling down to fill out the Investment selection. 3.2 (On the screen example above, verify that "Apple Inc – Stock/ETF $12,000" is the correct amount of your intended contribution.)

Choose up to 2 pools to invest. 3.3 --Strategies can be changed after the application is completed. --This change will be completed via the reallocation portion of the portal.

Once you have completed the SELECT YOUR INVESTMENT screen, select the "Continue to 3.4 Step 4" button on the bottom right of your screen.

If you select the "Save and Exit" button, you will be taken back to the FA Landing Page. 3.5 The saved DAF application will be listed under Pending Accounts which appears at the bottom of the screen (see Pages 16-17).

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step 4: Statement Selection

Step Action Statement Recipient Information  No Statement Required Box  Statement Recipient*  Statement Salutation*  Statement Delivery Method*  Mail  Paperless 4.1 --Salutation refers to how the statement will address your client in the address field. This will also affect how they are addressed in additional correspondence. Please be sure to use both first and last name here. --You may choose up to 3 statement recipients. --Only one statement will be issued per address. --In earlier steps, you should have entered the Donor/Grant Advisor (Client) email address (Page 12). This email will be required if you select the "Paperless" option.

Once you have completed the MANAGE STATEMENT RECIPIENT screen, select the 4.2 "Continue to Review" button on the bottom right of your screen.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ First Time Setup of Giving Account (continued)

Step Action

Review all previously entered information on the ACCOUNT VERIFICATION screen (shown below). You may navigate back using the edit buttons to make changes. When the verification is complete, select the "Finish" button at the bottom right of the page.

If you select the "Save and Exit" button, you will be taken back to the FA Landing Page. The saved DAF application will be listed under Pending Accounts which appears at the bottom of the screen (see Pages 16-17).

See the next two pages for the ACCOUNT VERIFICATION screen.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step Action

Once you select the "Finish" button, you will see the full Donor Advised Fund Application.

--A pdf copy of this DAF client application will appear in the DOCUMENT section of the client's account on the DAF portal.

--A signature IS NOT REQUIRED. --Why is the signature is not required? The transaction (within TaSC) to transfer the money to the DAF account will carry the signature for the client's DAF account. This transaction will be outlined in a later step in this process.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action You can choose to print the client application by selecting the "Print" button, or you can exit by selecting the "Exit" button.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 5: Add BOA to EJCGF Account Step Action Updated 10/10/22: After each DAF account is opened, the BOA will automatically be added to the account by the next business day. If it was not added, you can send an email to Renaissance. The BOA may send this email on the FA's behalf. SAMPLE EMAIL To: edjonesdaf@reninc.com From: boa@edwardjones.com Cc: fa@edwardjones.com Edward Jones Financial Analyst, John Doe, is requesting that the following BOA(s) have access to the EJCGF DAF account. This will enable the BOA to service the account. Name of DAF Account: Hamilton Charitable Fund Last Name of Donor: Hamilton 5.1 Name of FA for the Account: John Doe BOA(s) Requiring Access: --Jane Smith 12345 Main Street St. Louis, MO 63132 Jane.smith@edwardjones.com (314) 555-5555 --Peggy Jones 12345 Main Street St. Louis, MO 63132 Jane.smith@edwardjones.com (314) 555-5555 Thank you for your help, BOA Name

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Step 6: Jones TaSC System TaSC System Updates – October 2021 After you open the EJCGF account, you must transfer the assets that were entered as a Contribution on the DAF portal. This step is completed in TaSC. Recently, updates were made to the TaSC system for the EGCGF DAF product. Text was added to the TaSC screen (red box below) TaSC System Updates – October 2021

Warning: Please review the cost basis of the shares you are transferring to the Donor Advised Fund. This transaction is irrevocable.  Positions with short term gains may not be fully deductible.  To select specific share lots, complete the transaction and then submit Specific Lot Identification Form Message within two business days.  If you do not select specific share lots, FIFO (First In, First Out) will be used. Please see Cost Basis for Gifts – Overview for information on how Cost Basis is calculated at Edward Jones. When transferring Mutual Funds, please review the shares for any CDSC that may apply. See instructions to determine any applicable CDSC on the position(s) you are transferring. Commission chargebacks may apply. If the cash for the transfer is coming from proceeds of a recent liquidation of securities, please confirm the client did not incur capital gains as a result of the liquidation. For details on correcting a trade already placed, please contact Trade Corrections.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ TaSC System Updates – October 2021 (Continued) In addition, a restriction was put in place to prevent certain holdings from moving to EJCGF (specifically, holdings that automatically sell when transferring out of fee-based accounts; for example, Bridgebuilder securities). If not restricted, these holdings could unintentionally create taxable events in client Advisory accounts.

Jones TaSC System – Transferring Securities

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Jones TaSC System – Transferring Cash

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ External DAF Transfer Use these instructions to transfer DAFs that reside on platforms external to Edward Jones. For your reference, we have received external DAF transfers from the following external programs. This list will continue to grow and is provided only as a reference.  American Endowment Foundation: AEF  American Charitable Group: ACG  Fidelity  Charles Schwab  National Philanthropic Trust  Renaissance Foundation  J.P. Morgan  AARP

Step Action After the EJCGF account is opened on the DAF portal, the client will logon to their existing external DAF and make an Account Closing Grant Request payable to

Renaissance Charitable Foundation FBO the Edward Jones Gift Fund --This Account Closing Grant is generally done in the same manner the donor requests a check to be sent to an end charity. --Checks should be directed to Ren c/o Edward Jones Charitable Gift Fund 8.1 8888 Keystone Crossing, Ste 1200 Indianapolis, IN 46240 **IMPORTANT** In either the Special Instructions section or the Memo section, please include the two following pieces of information when requesting the External DAF fund transfer from the releasing company.  Receiving Gift Fund Name  Receiving Account Number These are the details from the account you set up in the DAF portal (previous steps above).

**IMPORTANT** External Grant Transfers can take 1-3 weeks. The timing will depend on the releasing company's volumes and processing times. Releasing Grant funds are 8.2 usually sent to Renaissance via USPS. PLEASE take this into consideration when setting transfer timeframe expectations with your clients.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Note: The External DAF Transfer will NOT result in any kind of tax receipt to the client as they received their deduction when originally donated.

8.3 The External DAF will receive a Tax Receipt Letter from Renaissance.

Once Renaissance deposits the check into the EJCGF, the proceeds will be transferred to 8.4 the investment option selected by the client at the account opening. At this point, the branch and the client can view their DAF account holdings on the DAF portal.

If the client does not have an existing account opened at Jones, follow the standard 8.5 procedure for opening an account.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Recommending a Grant

Step Action From the main menu ribbon, hover over "Grants" and choose "Recommend a Grant" 9.1 from the drop-down list.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Step Action Select the Grant Recipient You can either search the GuideStar database for a charity, or you can manually enter the charity. Select  Grant Amount: 9.2  Grant Timing:  Grant Recognition:  Grant Purpose:  Read Acknowledgements and select each box

9.3 Select the "Preview" button at the bottom right of the screen

Verify the Grant is entered correctly, and select the "Select All" button to identify the 9.4 entry, then select the "Confirm" button at the bottom right of the screen.

9.5 Select the "Submit" button at the bottom right of the screen.

9.6 You will see the success messages (next page).

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Enable Emails from EJCGF Step Action Enable emails from EJCGF From the Initial Landing screen, hover over your name in the upper right-hand corner. A drop-down box will appear. 10.1 Select "Email Notifications" – see circle below.

Step Action The list of emails will appear. Place a check beside each of the email notifications you would like to receive. Select the "Save Changes" button. 10.2 This action must be performed for each role by the user. See table on Page 36 for emails generated for each role. (The screen shot below is for the FA role.)

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Emails from EJCGF The DAF portal will generate emails to the roles indicated below. **IMPORTANT** Individuals in these roles must have entered an email address on the DAF portal. **IMPORTANT** Users must go to the DAF portal and choose to enable these emails. Examples of each of these emails are listed below.

Advisor Advisor Grant Interested (FA) Asst Advisor Party (BOA) (Client) Contribution Received X X X X Grant Approved X X Login Credentials Link New Account Submitted X X X X Grant Paid X X X Contribution Information Submitted X X X X Grant Recommendation Submitted X X X X Grant On Hold X

_________________________________________________________________________________________ Contribution Received We have processed your contribution in the amount of . It has been applied to at the Edward Jones Charitable Gift Fund.

If you have any questions, please don't hesitate to contact us. Thank you,

Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com ________________________________________________________________________________________ Grant Approved A grant recommendation for at the Edward Jones Charitable Gift Fund has been Processed. The recommendation is to in the amount of . Please reference grant # for any contact regarding this recommendation.

If you have any questions, please don't hesitate to contact us. Thank you,

Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com

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Edward Jones Charitable Gift Fund _____________________________________________________________________________

Login Credentials Link Welcome to the Edward Jones Charitable Gift Fund system. Your username is . Please note that the username is case sensitive. Please us the below link to finish setting up access to your account. This link will expire in hours. https://edwardjones.donorfirstx.com

_________________________________________________________________________________________ New Account Submitted Thank you for submitting your application for a new Donor Advised Fund to the Edward Jones Charitable Gift Fund. We will process your application for and notify you if we require any additional information.

If you have not already done so, please work with your Financial Advisor to complete the process of transferring your assets to your donor-advised fund. Please complete your donation of assets for the estimated additional funding amount of .

If you have any questions, please contact us. Thank you,

Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com

_________________________________________________________________________________________ Contribution Information Submitted We have received notification of a contribution in the amount of to be applied to at the Edward Jones Charitable Gift Fund. If you have not already done so, please work with your Financial Advisor to complete the process of transferring your assets to your donor advised fund. Once received, we will process your contribution and notify you if we require any additional information.

If you have any questions, please contact us. Thank you,

Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Grant Paid A grant has been issued by at the Edward Jones Charitable Gift Fund to in the amount of for grant number . For additional information regarding this grant, please visit https://edwardjones.donorfirstx.com/.

Please contact us if you have any questions. Thank you,

Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com

_________________________________________________________________________________________ Grant Recommendation Submitted A grant recommendation has been received from at the Edward Jones Charitable Gift Fund. The recommendation is to in the amount of . Please reference grant # for any contact regarding this recommendation. Please contact us if you have any questions.

Thank you, Edward Jones Charitable Gift Fund (855) 334-9307 edjonesdaf@reninc.com

_________________________________________________________________________________________ Grant On Hold A grant was recently submitted on to for with the purpose . This grant will require additional review prior to approval. The additional review may cause this grant to be processed outside the standard processing timeline. We are committed to processing your grant as quickly as possible. If you are setup for additional e-mail notifications, you will be notified when the grant moves along in the process. If you would like further information please email edjonesdaf@reninc.com with any questions.

Thank you for your philanthropy The Edward Jones Charitable Gift Fund

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ What Notifications Does the Client Receive? 1. Application Submitted Email

If the client provides their email address during the account set up, they will receive the email below. Note: There is a known error in the email (see circle below). This error will be fixed by Renaissance in one of their upcoming monthly releases. _______________________________________________________________________ From: do_not_reply@donorfirstx.com To: client@charter.net Sent: Thursday, October 07 2021 12:30:07 PM Subject: Edward Jones Charitable Gift Fund Application Submitted

PLEASE DO NOT REPLY TO THIS EMAIL October 07, 2021

Thank you for choosing the Edward Jones Charitable Gift Fund. We have received submission of the application for the donor(s) named below.

Summary The Primary Donor of the fund is: John Doe Their Address: 1234 Main Street, St. Louis, MO 63132 The Name of the Fund is: Doe Charitable Family Giving Fund The estimated amount of the fund is: $0.00 If you have not already done so, please work with your Financial Advisor to complete the process of transferring your assets to your donor-advised fund. You must complete your donation of assets to the donor-advised fund to receive your charitable tax deduction. Your gift receipt will reflect the value of your donation on the day we receive the funds. AKNOWLEDGEMENT

By receipt of this application summary, Donor(s) acknowledge and understand the following:

 Your gift/donations to the Edward Jones Charitable Gift Fund is irrevocable and nonrefundable and will be used for charitable purposes.  You have received and reviewed the Edward Jones Charitable Gift Fund Donor Circular and agree to the terms and conditions set forth in the Donor Circular.  You have provided accurate information in connection with this application and agree to promptly notify Edward Jones Charitable Gift Fund if there are any changes to the information provided.  Your gift/donation provides you with advisory privileges and to select how to invest your gift/donation and which charities receive grants.  Edward Jones Charitable Gift Fund has the sole and exclusive authority and discretion to invest and disburse your gift/donation.

If you have any questions you are welcome to contact us at edjonesdaf@reninc.com. The Edward Jones Charitable Gift Fund can also be reached at 855-334-9307 Monday – Friday, 8:00am to 5:00pm EST. Thank you for choosing the Edward Jones Charitable Gift Fund. We look forward to supporting your giving needs.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ 2. Login Credentials Link The Donor/Grant Advisor (Client) will be issued credentials to their email address overnight. ***IMPORTANT*** The client must provide their email address during account set up. _______________________________________________________________________ Welcome to the Edward Jones Charitable Gift Fund system. Your username is . Please note that the username is case sensitive. Please us the below link to finish setting up access to your account. This link will expire in hours.

https://edwardjones.donorfirstx.com

This email can be resent to the client if needed, please contact edjonesdaf@reninc.com.

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ Expected Timeframes

 Cash Contributions Once Matched at Ren - 3 Days

 Securities Contributions Once Matched at Ren - 5 Days

 Grant Processing - 9 Days

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Edward Jones Charitable Gift Fund _____________________________________________________________________________ EJCGF Tips & Best Practices 1. FA Userid/Password If the FA is setting up a DAF account for themselves, they must: --set up a record as a client (Donor/Grant Advisor (Client)) using their personal information and personal email address, and --a separate record as a Financial Advisor using their Jones branch address and @edwardjones.com email address.

If the FA uses their @edwardjones.com email address in their client record, the userid/password will be linked behind the scenes and will cause an error upon login. This requires manual intervention from Renaissance to reconstruct the userid/password.

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