In New Zealand, Sharesies is a Registered Financial Services Provider under the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (NZ). Our Financial Service Provider registration number is FSP550746.
We’re an NZX Trading and Advising Participant, Clearing and Settlement Participant, and Depository Participant. We must comply with financial services laws and the rules set by the NZX.
Sharesies contracts DriveWealth, a US-regulated broker dealer, to arrange execution, clearing, and settlement of buy and sell orders placed on US exchanges on our behalf.
CMC Markets Stockbroking Ltd is our broker for Australian shares. They’re regulated by the Australian Securities and Investments Commission (ASIC).