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Are there restrictions/prohibitions on trading strategies?

Restricted and prohibited trading strategies.

Shanice avatar
Written by Shanice
Updated over 7 months ago

All strategies are allowed if they comply with risk management rules. However, the following practices are prohibited:

Exploiting Errors or Latency in Pricing/Platform

  • Explanation: Taking advantage of delays or mistakes in the broker’s pricing or platform to make a profit.

  • Example: If a platform displays incorrect currency pair prices due to a glitch, exploiting these discrepancies for financial gain is prohibited.

Utilizing Non-Public and/or Insider Information

  • Explanation: Trading based on confidential information that is not available to the public.

  • Example: Using knowledge of an impending merger announcement obtained through private sources to profit in forex or stock markets.

Front-Running of Trades Placed Elsewhere

  • Explanation: Placing trades based on foreknowledge of large market-moving trades being placed by others.

  • Example: Knowing that a large institutional trade is about to occur and placing your own trade beforehand to capitalize on the resulting market movement.

Jeopardizing Broker Relationships or Trade Cancellation

  • Explanation: Engaging in activities that could damage the company's relationship with its brokers or lead to trades being voided.

  • Example: Using practices that trigger the broker's risk management alerts, such as consistently placing trades that exceed market norms.

Creating Regulatory Issues for the Broker

  • Explanation: Trading in ways that violate financial regulations, leading to issues for the broker.

  • Example: Trading in restricted markets or assets without the proper licenses or permissions.

Using Third-Party, Off-the-Shelf, or Marketed Strategies

  • Explanation: Employing pre-made or publicly marketed strategies, especially ones designed specifically to pass challenge accounts.

  • Example: Using a widely sold EA (Expert Advisor) that’s advertised as a “prop firm pass strategy.”

Changing Strategies After Account Funding

  • Explanation: Using one trading strategy to pass the evaluation phase and switching to a different one once funded.

  • Example: Using a low-risk strategy to meet evaluation requirements but then transitioning to high-risk scalping on a funded account.

Utilizing Martingale or Average-Down Strategies

  • Explanation: Doubling down or adding to losing trades, which is considered unsustainable in the long term.

  • Example: Placing increasingly larger trades after a loss to recover losses quickly (e.g., doubling trade size after each losing trade).

Arbitrage Between Accounts

  • Explanation: Exploiting price differences between two accounts, whether with the same company or different companies.

  • Example: Simultaneously buying an asset in one account and selling it in another to profit from slight price mismatches.

“All-Inning” or Excessive Risk-Taking

  • Explanation: Placing excessively high-risk trades repeatedly, often risking the entire account balance.

  • Example: Using all available margin to place a single trade, risking the entire account on one market movement.

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