Cipperman Compliance Services LLC, the third-party compliance firm, serves as our Chief Compliance Officer and implements and oversees our compliance program. Cipperman’s role is to ensure that Yieldstreet adheres to SEC rules and regulations. Cipperman collaborates constantly with our management, legal and marketing teams as part of its oversight of the compliance program.
Who conducts compliance at Yieldstreet?
Account setup
Written by Robert W
Updated over 3 months ago