Legal and regulation
How Sharesies is regulated, and investing rules and restrictions.
By Sharesies and 1 other2 authors5 articles
- RegulationLearn how Sharesies is regulated.
- Prescribed PersonAdditional trading rules and restrictions may apply if your business is a Prescribed Person.
- Market conduct rulesAs an investor, you have an obligation to know about and understand certain investing rules.
- Politically exposed person (PEP)We’re required to identify politically exposed people (PEP) who use Sharesies.
- Nature and purposeWe’re required by law to ask how and why you plan to invest.