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Legal and regulation
How Sharesies is regulated, and investing rules and restrictions.
RegulationLearn how Sharesies is regulated.
Prescribed PersonAdditional trading rules and restrictions may apply if your business is a Prescribed Person.
Market conduct rulesAs an investor, you have an obligation to know about and understand certain investing rules.
Politically exposed person (PEP)We’re required to identify politically exposed people (PEP) who use Sharesies.
Nature and purposeWe’re required by law to ask how and why you plan to invest.