Wealth Management Workflows
Automations and compliance tools built for wealth managers and portfolio managers
By Sabina1 author5 articles
- Meeting Notes from Voice Memos, Filed Directly to Your CRMHow to dictate meeting notes and have Unplex file a structured summary directly into your CRM record.
- Keeping Suitability and Investment Profiles Up to Date AutomaticallyHow Unplex keeps FIDLEG suitability and investment profiles current as client and mandate data changes, instead of relying only on scheduled reviews.
- Generating and Sending Periodic Client ReportsHow Unplex generates and sends periodic client reports directly from your ERP data, on a schedule and in your firm's own template.
- Early Warning: Sentiment Analysis on Client Activity NotesHow Unplex analyzes activity notes for sentiment shifts to give relationship managers an early warning before a client relationship is at risk.
- Compliance Workflows: GwG, BGFA, FIDLEG, and FINMAHow Unplex's compliance module supports GwG, BGFA, FIDLEG/FINIG, and FINMA requirements — including regulatory checklists as an automated workflow step — as part of regular workflows.