If your employer requires compliance approval before you make an investment, we can work with you to accommodate the process.
How it works:
Submit your investment request as usual.
Contact our support team right after submitting to let us know that you are waiting on compliance approval.
We will hold your investment allocation for up to 7 business days while you complete your employer’s approval process.
Once you receive approval, notify our support team immediately so we can process your investment.
If the approval process takes longer than 7 business days, we will likely need to cancel your investment. You can always re-submit once you have compliance approval in place.