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Robert Capla avatar
Written by Robert Capla
Updated over 9 months ago

Introduction

This article outlines the process for exporting data representing asset ownership. It includes a detailed description of the data columns present in the export.

Data structure

The export presents a detailed breakdown of all assets, divided into the smallest units with identical values. For instance, an award with a four-year annual vesting schedule will appear as four separate entries. If the same award has a monthly frequency (vesting schedule over three years with a one-year cliff), it will be represented by 37 entries—one for the cliff and 36 for the monthly vesting.

Data columns

Asset Information

  • Asset Type: Identifies the asset type (e.g., Phantom Share, Option, Share).

  • Plan Name: The name of the ESOP plan.

  • Pool Name: The name of the pool associated with the plan.

  • Asset Issued At: The issuance date of the asset. New assets are issued due to various reasons, such as investments.

  • Asset Count: The number of assets in this segment.

  • Asset Value at Grant: The value of a single asset at the grant date.

  • Asset Initial Value / Exercise Price: For Phantom plans, the initial value; for others, the exercise price of one asset.

  • Asset Number From: The starting number of assets in this segment, if applicable.

  • Asset Number To: The ending number of assets in this segment, if applicable.

Processes (Ownership) Information

  • Ownership Start Date: The date when ownership begins for the participant, often aligning with the vesting start date.

  • Ownership Start Process: Indicates the process initiating ownership (AW for award or EX for exercise).

  • Ownership Start Schema Name: The schema name used at the start of ownership.

  • Last Signature Date: The date when the last signature was obtained.

  • Note: Any notes added by the operator for custom awards.

  • Vesting Start Date: The commencement date of time-based vesting.

  • Vesting End Date: The conclusion of the vesting period, at the end of the day (23:59:59).

  • Entitlement Date: The date when full rights to asset ownership are acquired, typically the day after vesting ends.

  • Ownership End Date: The date when the participant's ownership ends, if applicable.

  • Ownership End Process: The process ending asset ownership (TE for termination, BU for buyback, or EX for exercise).

  • Ownership End Schema Name: The schema name used at the end of ownership.

Participant Information

  • Full Name: The participant's full name.

  • Work Email: The participant's primary work email.

  • Personal Email: The participant's secondary email, used for communication post-termination.

  • Birth Date: The participant's date of birth.

  • Address: The full address of the participant.

  • Custom Fields: Additional custom fields related to the participant, appearing after the address in separate columns.

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