Onboarding Requirements
Individual
Identification
Passport or driver’s licence
Secondary ID (if required)
Beneficial Ownership
Not applicable
Additional Documents
Source of Funds / Wealth declaration
Wholesale Investor Certificate (if applicable)
Joint Investors
Identification
ID for all investors
Beneficial Ownership
Not applicable
Additional Documents
Source of Funds / Wealth declaration (each investor)
Wholesale Investor Certificate
Sole Trader
Identification
ID of sole trader
Beneficial Ownership
Sole trader
Additional Documents
ABN / business extract
Source of Funds / Wealth
Wholesale Investor Certificate
Partnership
Identification
ID for partners / control partners
Beneficial Ownership
Partners with ≥25% ownership
Additional Documents
Partnership documents
Source of Funds / Wealth
Wholesale Investor Certificate
Trust
Identification
ID of trustees
Beneficial Ownership
Beneficial owners and controllers
Additional Documents
Trust deed
Source of Funds / Wealth
Wholesale Investor Certificate
SMSF
Identification
ID of trustees / directors
Beneficial Ownership
Trustees, directors and members
Additional Documents
SMSF deed
ATO lookup
Source of Funds / Wealth
Australian Company
Identification
ID of directors
Beneficial Ownership
Shareholders with ≥25% ownership
Directors
Additional Documents
ASIC extract
Source of Funds / Wealth
Wholesale Investor Certificate
Foreign Company
Identification
ID of directors / authorised signatories
Beneficial Ownership
Owners with ≥25% ownership
Controllers
Additional Documents
Incorporation documents
Shareholder / director registers
Source of Funds / Wealth
🔹 Distributions (Post-Onboarding Requirements)
Applies to all investor types
Bank Verification
Penny check confirmation
or bank account confirmation
Tax Information
TFN, ABN or exemption (as applicable)
FATCA / CRS