Steps to Create an Exclusion
Where to Click
Home Dashboard
Left Hand Navigation → Accounts → Trade Restrictions →
+ Create New Restriction button → Select the Exclusion option from the dropdown
Enter Account Number
Enter Security Symbol
Select Replacement Behavior:
Hold Cash
Reallocate to Portfolio
Select Behavior:
Hold Existing Shares
Liquidate Immediately
Liquidate as Needed
Set Start Date (optional)
Set End Date (optional)
Click Submit
Important Notes
Applies to all shares unless moved to a protected sleeve
Managed Portfolio changes require a rebalance to implement
Takes effect immediately unless future dated