Steps to Create an Equivalency Group
Where to Click
Home Page
Left Hand Navigation → Accounts → Trade Restrictions →
+ Create New Restriction button → Select the Equivalent Securities option from the dropdown
Enter Account Number
Add securities to the group
Assign behavior to each security
(Optional) Set End Date
Click Submit
Behavior Options
No Behavior
Buy First
Do Not Sell
Do Not Buy
Do Not Trade
Important Notes
Takes effect immediately
Supports 1–20 securities
Same security cannot be a member of more than one Equivalency Group, per account
No automatic rebalance on expiration