Use Advanced Mode
Provides full control over behavior and outcomes
Be Intentional with Behavior
“Hold” vs “Liquidate” directly impacts trading
Plan for Expiration
Always define:
End date
Expiration behavior
Note: the “End date” is the last day that the Restriction is still in effect. The Restriction is no longer in effect on the following market day.
Monitor Managed Portfolios
Many changes require a manual rebalance
Avoid Conflicts
Do not apply overlapping restrictions
Use Equivalent Securities Carefully
Especially in complex or long-short portfolios