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How to start account applications

Instructions on submitting new business

Updated over 2 weeks ago

Submitting New Business

Advisers and their staff can submit new business directly through the platform. While both Admin and Staff users can prepare submissions, only Admin users are authorized to send them to the client.

The platform acts as the central communication channel between you and the company’s Operations Team. All application activity is tracked under the “Activity” section of each account—this is not visible to clients.


1. Starting a New Application

  • Go to the “Transactions” section on the left panel.

  • Click “New Account” (top right).

  • Choose between:

    • My : Savings Strategy (regular contributions)

    • My : Investment Strategy (single contribution)

A procedure number and account number will be automatically generated. The new account will be in "draft" status until submitted.


2. Completing the Application

Account Owner(s)

  • Provide personal information for the account holder(s).

  • Maximum of two account holders per account.

  • For joint accounts, click "Add an Account Owner."

Platform credentials are created based on the client's personal email address.

Know Your Client (KYC)

  • Complete the KYC form located below the account owner info.

  • Includes identity verification, source of wealth, and other disclosures.

  • Only visible to advisers, staff users, and the Operations Team.

Sample fields include:

  • Duration of relationship with the client

  • How the client was introduced

  • Purpose for investing

  • Total assets, income, and savings history

  • Employment status and industry involvement

  • PEP/CEP declarations and any legal or ethical concerns


3. Payment Details

My : Savings Strategy

  • Enter contribution amount, frequency, and term (5–20 years).

  • To add an initial single contribution, activate "Add a Single Contribution."

My : Investment Strategy

  • Specify the single contribution amount.


4. Payment Method

Two options are available:

Credit Card

  • Max: USD 7,500 per contribution

  • Must be in the account holder’s name

  • Exception: Immediate family members, with valid ID and proof of relationship

The first charge is processed automatically on the date the account is approved.

Bank Transfer

  • Bank account must be in the account holder’s name

  • Names and numbers must match the platform

  • Transfers from regulated non-bank institutions are accepted with supporting documentation

Clients should only transfer funds after receiving the approval email with wire instructions.

👉 For more information visit the payment methods page.


5. Auto Increase (Savings Strategy Only)

Activate "Auto Increase" and select either 5% or 10% annual contribution increase.


6. Commission Waiver

Advisers may waive 50% or 100% of their commission to reduce product fees for the client.

  • Click the settings icon in the Payment Details section

  • If a single contribution is included, the waiver must be confirmed separately


7. Fund Choice

  • Select up to five funds per contribution type

  • Allocations must total 100%

  • DSA (Discretionary Service Agreement) allows the adviser to act without client re-authorization

  • ABC Investment Strategy (Savings Strategy only):

    • 60% in Aggressive Fund (initial term)

    • 20% in Balanced Fund (mid-term)

    • 20% in Cautious Fund (final term)

Any manual fund switch deactivates the ABC strategy.


8. Beneficiaries

  • Up to 10 beneficiaries per account

  • Minimum 1% per beneficiary

  • Total must equal 100%


9. Required Documents

Proof of Identity

  • Passport, national ID, or government-issued license

  • Must include: name, photo, nationality, date/place of birth

  • Must be valid and issued within the last 10 years

If two account holders, provide ID for both.

Proof of Address

  • Issued within the last 3 months

  • Accepted: utility bills, bank or credit card statements, shared expense invoices

  • Not accepted: mobile, internet, or cable bills

If no document is under the client’s name, submit an Address Declaration Form (ADF) with supporting evidence.

Additional CDD Documents

  • Depending on your country of residence, profession, and other risk factors, our Compliance Team may request additional CDD documents or supporting evidence.

  • All requirements are assessed on a case-by-case basis and at the sole discretion of the Compliance Team, in line with regulatory standards.

Illustration

  • Must match platform details

  • Signed by both applicants (if joint account)

If not digitally signed, upload:

  • Signed application

  • Signed illustration

  • Signed KYC

Use the "Documents" section to upload and categorize files.


10. Activity Section

Use the "Activity" tab to:

  • Leave notes and comments

  • Submit queries

  • Upload files using the paperclip icon


11. Sending the Application

Once complete, click "Send to Client."

  • The client will receive an email to access the platform and review the submission

  • They must confirm they have accepted the Account Terms & Conditions, E-Communication Declaration, Customer Declaration, EU Declaration and the Illustration

  • To approve, they enter their full name to sign digitally

If rejected, the application returns to the adviser for edits and re-submission.


12. Final Processing

After client approval, the application is reviewed by the Operations Team.

  • Upon approval, both client and adviser receive a confirmation email

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