Sharesies is a Registered Financial Services Provider under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. Our Financial Service Provider registration number is FSP550746. We’re an NZX Trading and Advising Participant, Clearing and Settlement Participant, and Depository Participant. We must comply with financial services laws and regulations and rules set by the NZX.

CMC Markets Stockbroking Ltd—who execute, clear, and settle buy and sell orders in Australian shares on our behalf—are regulated in Australia, and execute their 'Best Execution Policy' in line with the Australian Securities and Investments Commission (ASIC) Market Integrity Rules (Securities Markets 2017).

Sharesies contracts DriveWealth, a US-regulated broker dealer, to arrange execution, clearing, and settlement of buy and sell orders placed on US exchanges on our behalf.