Legal and regulation
9 articles in this collection
Written by Sharesies Help
Written by Sharesies Help
Sharesies Terms of Service
Terms & Conditions and Privacy Policy
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Gifts Terms & Conditions
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Community Code of Conduct
Read Sharesies' Community Code of Conduct.
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Regulation
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Who Sharesies works with
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Prescribed Person
We need to identify anyone using Sharesies who’s a Prescribed Person of another Trading Participant or NZX Advising firm.
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Provide source of funds and source of wealth
Sometimes we may require source of funds and source of wealth to meet anti-money laundering (AML) requirements.
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Politically exposed person (PEP)
Written by Sharesies Help
Updated over a week ago
Updated over a week ago
Risks outside of NZ when investing in Australian and US shares
Written by Sharesies Help
Updated over a week ago
Updated over a week ago